3d Investment Regulation
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Site updated 30 Jul 2010

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The online solution to managing investment regulation in the UK

Thank you for visiting 3d Investment Regulation

3d Investment Regulation is a cost effective resource available 24 hours a day, 7 days a week.     3d contains a unique searchable database covering all operational compliance matters relating to FSA regulated firms and ISA Managers.
3d is renowned for its ease of navigation and search facilities.
Scroll down this page to see many more features.

The Financial Services Authority has said:

"If a compliance department is to be fully effective it needs to keep up-to-date with regulatory requirements and market developments" and it wishes to "promote better regulation" and greater compliance with it's rules.

Constantly updated
Extensively cross-referenced

3d Investment Regulation is an invaluable tool in a sector where non-compliance is a very risky business.

3d Investment Regulation contains information not available in one place elsewhere:

Financial Services Authority publications,
FSA Handbook of Rules and Guidance,
European Directives and related documents,
UK Acts and Statutory Instruments,
International Jurisdictions and Organisations,
HM Revenue & Customs tax related publications,
ISA Guidance Notes, Regulations and Bulletins,
Child Trust Fund Guidance Notes, Regulations and Bulletins,
JMLSG Anti Money Laundering Guidance Notes,
Statements of Recommended Practice,
        and much more, along with
Investment Management Association (IMA) circulars and
Tax Incentivised Savings Association (TISA) bulletins
        for trade body members.

Pricing

Want to know more, including pricing?

How much data?

This growing library of data provides access to 59480 pages of relevant information, both current and historic (from 1995 and earlier) - out of date pages are not removed but, wherever possible, the status is brought to the attention of the reader.

Major benefits

We convert pdf files to text to ensure the highest level of accessible, consolidated information, with text of all changes retained.

A key feature of the service is that the system is kept totally up-to-date as soon as is practically possible. There is thus minimal manual effort involved in keeping abreast of changes.

Watch pages

Subscribers can 'watch' individual pages and receive an email to notify them of important changes.

Regular summary emails

Register to receive our FREE monthly email showing Latest Additions to 3d in the past week and a list of Events.

Subscribers receive a weekly email showing Latest Additions, Events and Deadlines coming up and the most popular pages.

Client comment

To find out what clients think of our service, please see
some comments by regular users of 3d.

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Important note

Please note:
3d Investment Regulation is a subscription based service


Other products

FSAssist - the FSA Returns spreadsheet-based system

3d JMLSG, including guidance on the Prevention of Money Laundering and the Financing of Terrorism for the Financial Services Industry

Penumbra - pension regulations service

- Latest additions

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  • IMA Circular 2010/290 CESR Advice to EU Commission on MiFID Review
  • FSA Consultation Paper 10/19 Revising the Remuneration Code - Newsletter
  • IMA Circular 2010/289 FSA consults on revising its Remuneration Code
  • CESR/10-903 Press Release: CESR sets out final guidelines on risk measurement and the calculation of global exposure and counterparty risk for UCITS
  • CESR/10-788 CESR’s Guidelines on Risk Measurement and the Calculation of Global Exposure and Counterparty Risk for UCITS
  • FSA Handbook Development Newsletter No 125
  • CESR/10-798 Feedback Statement: CESR’s Guidelines on Risk Measurement and the Calculation of Global Exposure and Counterparty Risk for UCITS
  • IMA Circular 2010/288 Risk Measurement for UCITS - CESR Guidelines published
  • IMA Circular 2010/287 2010 Update to the OECD Model Tax Convention: CIVs
  • IMA Circular 2010/286 ECON Draft Report on Regulation of Trading in Financial Instruments
  • IMA Circular 2010/285 CESR consults on OTC Derivative transaction reporting standards
  • IMA Circular 2010/284 FSA consultation on strengthening capital standards
  • IMA Circular 2010/283 Modernising Tax Rules for Investment Trust Companies
  • FSA Consultation Paper 10/18 Implementing aspects of the Financial Services Act 2010 - Newsletter
  • FSA Consultation Paper 10/17 Strengthening Capital Standards 3 - feedback to CP09/29, final rules for CRD2, and further consultation - Newsletter
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