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Site updated 7 Sep 2010

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The online solution to managing investment regulation in the UK

Thank you for visiting 3d Investment Regulation

3d Investment Regulation is a cost effective resource available 24 hours a day, 7 days a week.     3d contains a unique searchable database covering all operational compliance matters relating to FSA regulated firms and ISA Managers.
3d is renowned for its ease of navigation and search facilities.
Scroll down this page to see many more features.

The Financial Services Authority has said:

"If a compliance department is to be fully effective it needs to keep up-to-date with regulatory requirements and market developments" and it wishes to "promote better regulation" and greater compliance with it's rules.

Constantly updated
Extensively cross-referenced

3d Investment Regulation is an invaluable tool in a sector where non-compliance is a very risky business.

3d Investment Regulation contains information not available in one place elsewhere:

Financial Services Authority publications,
FSA Handbook of Rules and Guidance,
European Directives and related documents,
UK Acts and Statutory Instruments,
International Jurisdictions and Organisations,
HM Revenue & Customs tax related publications,
ISA Guidance Notes, Regulations and Bulletins,
Child Trust Fund Guidance Notes, Regulations and Bulletins,
JMLSG Anti Money Laundering Guidance Notes,
Statements of Recommended Practice,
        and much more, along with
Investment Management Association (IMA) circulars and
Tax Incentivised Savings Association (TISA) bulletins
        for trade body members.

Pricing

Want to know more, including pricing?

How much data?

This growing library of data provides access to 59731 pages of relevant information, both current and historic (from 1995 and earlier) - out of date pages are not removed but, wherever possible, the status is brought to the attention of the reader.

Major benefits

We convert pdf files to text to ensure the highest level of accessible, consolidated information, with text of all changes retained.

A key feature of the service is that the system is kept totally up-to-date as soon as is practically possible. There is thus minimal manual effort involved in keeping abreast of changes.

Watch pages

Subscribers can 'watch' individual pages and receive an email to notify them of important changes.

Regular summary emails

Register to receive our FREE monthly email showing Latest Additions to 3d in the past week and a list of Events.

Subscribers receive a weekly email showing Latest Additions, Events and Deadlines coming up and the most popular pages.

Client comment

To find out what clients think of our service, please see
some comments by regular users of 3d.

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Important note

Please note:
3d Investment Regulation is a subscription based service


Other products

FSAssist - the FSA Returns spreadsheet-based system

3d JMLSG, including guidance on the Prevention of Money Laundering and the Financing of Terrorism for the Financial Services Industry

Penumbra - pension regulations service

- Latest additions

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  • FSA Press Release 2010/140 FSA Board appointment
  • IMA Circular 2010/334 CEBS consultation on reporting changes
  • IMA Circular 2010/333 ED/2010/3 - Defined Benefit Plans - Proposed Amendments to IAS 19
  • IMA Circular 2010/332 CP10/12: Competence and ethics
  • FSA Market Watch Newsletter 36 - August 2010
  • IMA Circular 2010/331 Occupational Pension Schemes (Investment) (Amendment) Regulations 2010: SI 2010/2161
  • Statutory Instrument 2010/2161 The Occupational Pension Schemes (Investment) (Amendment) Regulations 2010
  • CEBS News: CEBS today publishes its revised Guidelines on the management of concentration risk under the supervisory review process and Position paper on the recognition of diversification benefits under Pillar 2
  • Isle of Man FSC Press Release: Amendments to the Anti-Money Laundering and Countering the Financing of Terrorism Handbook 1 September 2010
  • CEBS News: CEBS has commented on the EU Commission green paper on corporate governance in financial institutions and remuneration policies
  • FSA Final Notice: Simon Gowler
  • Ireland: William Fry: Exchange Traded Funds and Ireland
  • HMRC Business Brief 38/10 Finnish Greek and Irish dividends
  • CESR/08-742 Updated - Measures adopted by CESR Members on short-selling
  • FSA Press Release 2010/139 FSA bans insurance broker David Marriott for persistent misuse of client money
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